Compliance Associate

Software Guidance & Assistance, Inc., (SGA), is searching for a Compliance Associate for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Bostonoffice.

-This is a direct-hire, full-time position --- client cannot sponsor now or in the future.
-Cannot work with additional layers of employment.
-Associate level 1-3 years
-Will be working on Advertising/Marketing Reviews as a part of the role
POSITION SUMMARY

Will support the Company's compliance program, with a particular emphasis on the Advertising and Marketing Review function of our insurance and asset management businesses. Will join the Compliance team in Boston, MA. Must be comfortable working with a geographically dispersed team.

IDEAL EXPERIENCE

Ideal candidates would bring experience in the one of these areas: insurance OR alternative asset management (hedge funds, private equity, interval funds) OR finance.

RESPONSIBILITIES

Build and maintain strong relationships within the Compliance, Legal, Product, and Marketing Departments, internal customers striving always to find business-friendly but compliant solutions to daily work.

Be an active contributor and collaborator on daily tasks and larger projects, as assigned.

Understand business processes, products and regulatory obligations and apply that understanding to tasks assigned.

Support management and team and actively contribute to a positive work environment that is collaborative and encouraging.

Identify and recommend process improvements that reduce workloads and improve quality for the existing process.

Establish strong working relationships within the broader organization.

Seek out knowledge and provide prompt and accurate responses to inquiries.

QUALIFICATIONS

Required: Have or willing to obtain FINRA Series 7 & 24 licenses.

Bachelor's Degree (or relevant work experience equivalent).

Ability to make decisions, use independent judgment, establish priorities and work effectively on multiple initiatives concurrently while maintaining strict attention to detail.

Capacity to consider, process and filter large amounts of complex information quickly and identify appropriate actions in a fast-paced environment.

Ability to work across enterprises and present complex matters to internal colleagues, management, or business leaders.

A willingness to accept directions from leaders and peers.

A strong desire to work well with others.

Strong communication skills, work ethics and high level of personal integrity and accountability.

Self-starter and have a desire for knowledge.

Business knowledge and acumen.

Demonstrate the ability to use sound judgment and discretion regarding confidential information.

Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.

SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at .

SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company to request an accommodation or assistance regarding our policy.

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