NO SPONSORSHIP - NO OPT
Associate Principal, Compliance Monitoring - Technical
SALARY: $112K - $117K PLUS 8% - 15% BONUS
LOCATION: CHICAGO, IL
Hybrid 3 days onsite
This is a technical role that will report to the Manager, Compliance Monitoring, and will be responsible for assisting in designing and implementing technical solutions for the programs that oversee compliance with regulatory and internal control environment.
Primary Duties and Responsibilities:
Design, build, and maintain automated workflows that enable data extraction, processing, and conversion to standardized data models.
Develop and maintain data pipelines that ensure end-to-end process automation related to different aspects of the Compliance program.
Create and maintain department dashboards and other monitoring solutions.
Implement automated and sustainable reporting for a variety of audiences including management, the Chief Compliance Officer, the Board of Directors, and regulators.
Support analytics framework by following best practices in code review, testing, documentation and technical writing.
Optimize existing technologies and data sets and develop new solutions to drive analyses and inform decision-making for Compliance.
Analyze overall analytics processes strategically and provide comprehensive solutions on a design architecture level.
Escalate issues to the Manager, Compliance Monitoring, as needed.
Other duties, as assigned.
Qualifications:
Strong programming skills
Advanced SQL skills
Working knowledge of API protocols and extracting data from REST APIs and source systems.
Experience working with, cleaning and analyzing large and complex data sets and structures to derive meaningful results.
Experience building dashboards and reports in Tableau
Excellent technical and analytical skills.
Strong understanding of CI/CD, DevOps
Experience leveraging AI tools for analytics processes to create efficiencies.
Technical Skills:
Proficient programming skills in either Python (Pandas/Numpy), Matlab or R. Object Oriented programming skills (C++/Java), preferred.
SQL programming on relational databases. Splunk is a plus.
Tableau or Python/R data visualization libraries. Curator is a plus.
Experience working on workflow and orchestration tools like Alteryx, Airflow, Power BI or scheduling automated jobs in Windows or Unix environment.
Experience with cloud data services (AWS, Azure or similar platforms.)
Building end-to-end data pipelines and using best practices in development and testing.
Familiarity with Agile framework and versioning tools like Git.
Experience with Agentic AI tools, generative AI and prompt engineering, preferred.
Understanding of statistics/quantitative analysis and experience applying these concepts in a business environment, preferred.
Education and/or Experience:
3-5 years of software development/data analytics/quantitative analysis roles required.
2+ years of fintech or financial industry experience, preferred.
2 years working in Risk or Compliance areas, preferred.
Bachelor s Degree
Master s Degree preferred.
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