REQUIREMENT_CITY -New York-Need to be in office 3 Days a week, Need New York Local Profiles
REQUIREMENT_ID-10958312
Role Name - FIXR - Finance Audit Tester
ROLE_DESCRIPTION -
Audit area: AI-enabled daily P&L reconciliation and adjustment posting
Position Summary
The organization is seeking two experienced Finance Audit Testers to support an audit of a new agentic AI solution being deployed within the Institutional Securities Finance function. The solution is intended to automate daily P&L reconciliations, investigate reconciliation exceptions, recommend resolutions, and potentially initiate financial adjustment postings.
The testers will assess whether the solution has appropriate controls over data integrity, AI-generated recommendations, journal-entry processing, human oversight, access, monitoring, and change management before or during production implementation.
This role requires strong financial controls testing, reconciliation, journal-entry, and data-analysis experience.
Key Responsibilities
Review the end-to-end daily P&L reconciliation and adjustment-posting process.
Document the existing and future-state process, including the role of the agentic AI solution.
Validate the completeness and accuracy of data inputs feeding the AI solution.
Select samples of AI-generated reconciliation results and adjustment recommendations.
Trace selected outputs to trading systems, finance systems, supporting records, and the general ledger.
Independently reperform selected P&L reconciliations and adjustment calculations.
Determine whether AI-generated recommendations are accurate, explainable, and supported by sufficient evidence.
Test whether appropriate human review and approval occurred before financial adjustments were posted.
Review segregation of duties between solution developers, Finance preparers, reviewers, and posting approvers.
Evaluate access controls, override capabilities, privileged access, and activity logging.
Review AI performance monitoring, including false positives, false negatives, overrides, and unsuccessful recommendations.
Test change-management controls over rules, prompts, workflows, models, and system configurations.
Document audit procedures, evidence, exceptions, and conclusions in accordance with internal audit standards.
Support issue validation, root-cause analysis, and discussions with Finance, Technology, Controllers, and AI governance stakeholders.
Required Qualifications
Four or more years of experience in internal audit, external audit, Finance controls, product control, or Controller functions.
Experience testing P&L reconciliations, balance sheet reconciliations, journal entries, or financial close controls.
Working knowledge of capital markets products and trade-to-P&L processes.
Strong audit documentation and control-testing experience.
Advanced Microsoft Excel skills, including:
o PivotTables
o XLOOKUP or equivalent lookup functions
o Complex formulas
o Data comparison and exception analysis
o Analysis of high-volume datasets
Strong analytical, investigative, and problem-solving capabilities.
Ability to independently evaluate supporting documentation and challenge management conclusions.
Preferred Qualifications
Experience in an investment bank, broker-dealer, capital markets firm, or Big Four audit practice.
Experience using Power Query, Alteryx, SQL, Tableau, or Power BI.
CPA, CIA, CISA, CFA, FRM, CA, or equivalent qualifications.
Expected Deliverables
Process and control documentation
Completed test scripts and workpapers
Reperformance of selected reconciliations
AI-output validation results
Data lineage and journal-entry testing
Control deviation analysis
Draft observations and supporting evidence
Inputs to the final audit report
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