compliance Jobs in New York

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Registrations Compliance Officer

Pyramid Consulting, Inc.

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Jersey City, New Jersey, USA

Contract

Immediate need for a talented Registrations Compliance Officer. This is a 06+ Months Contract opportunity with long-term potential and is located in Jersey City, NJ (Onsite). Please review the job description below and contact me ASAP if you are interested. Job ID:25-68691 Pay Range: $100 - $110/hour. Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location). Key Responsibilities: Registrations
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Posted 7 days ago

Registrations Compliance Officer

Software Guidance & Assistance

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Jersey City, New Jersey, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Registrations Compliance Officer for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ . Responsibilities : Provide advice/guidance on registrations/licensing requirements, processes and procedures Timely process Form U4, U5, 8R and 8T. Ensure that all new employees joining the firm in a position which requires securities/futures license(s) are adequately licensed or pass the approp
Posted 6 days ago | Updated 10 hours ago

Product Owner/Business Analyst Legal & Compliance Technology

Hecta Data LLC DBA Vilwaa

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New York, New York, USA

Contract

Greeting from Vilwaa, Job Title : Product Owner/Business Analyst Legal & Compliance Technology Type: Contract Location: New York, NY Duration: 6+ Months Start Date: Immediate About US At Vilwaa (), we are focused towards delivering IT services and solutions in Data Engineering, Cloud Infrastructure solutions , Digital Application Development, (IoT) - Internet of Things. We are seeking a dynamic and motivated professional to support and deliver strategic initiatives across business functions,
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Posted 1 day ago

Sr. PMO / PM (Compliance focus)

DKMRBH Inc.

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New York, New York, USA

Contract

Contract W2 Responsibilities: Develop and maintain detailed project plans, tracking risks, issues, and dependencies. Prepare clear and concise progress/activity reports, customized to the audience. Perform quality checks on reports produced by other departments. Manage stakeholder communications across Markets, Compliance, Finance, and Technology teams. Proactively monitor project health and address issues promptly. Lead remediation-related engagements with product lines. Ensure consistent appli
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Posted 2 days ago

Senior Full Stack Software Engineer - Compliance Applications

Bloomberg

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New York, New York, USA

Full-time

Our Team Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sources (e.g. MS Teams,
Posted 5 days ago

Technology & Security Compliance Analyst I

Federal Home Loan Bank Of New York

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Hoboken, New Jersey, USA

Full-time

Technology & Security Compliance Analyst I Location: New Jersey Team Overview Join our dynamic Technology Risk and Compliance team, where we manage and execute the Technology Risk Oversight Program (TRO). Our mission is to provide independent oversight of the Bank's current and planned information technology environment, ensuring it operates in accordance with governing practices and supports the Bank's Risk Appetite and tolerance levels. Position Overview As a Technology & Security Compliance A
Posted 3 days ago

Manager, Global Trade Compliance

Capital One

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New York, New York, USA

Full-time

Manager, Global Trade Compliance Capital One is one of today's fastest growing organizations, and we are expanding worldwide. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking globally. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding. Guided by our shared values, we t
Posted 2 days ago | Updated 1 hour ago

Senior Staff .NET Engineer / Compliance Solutions / Remote

Motion Recruitment Partners, LLC

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Remote or New York, New York, USA

Full-time

Job Description An international powerhouse in the integrated risk and compliance solution space that allows businesses to navigate regulatory landscapes with confidence, protect their reputations and more is looking for a Senior Staff Engineer to join their product engineering team. You will work alongside a team of highly innovative engineers to development solutions that drive real time impact to their customers. The ideal candidate will have a unique blend of C#, .NET development skills as w
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Posted 29 days ago | Updated 8 hours ago

Compliance Independent Testing Examiner

Software Guidance & Assistance

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Jersey City, New Jersey, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Compliance Independent Testing Examiner for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ. Responsibilities: Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies. Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the dire
Posted 29 days ago | Updated 10 hours ago

Senior Software Engineer - Compliance

Bloomberg L.P.

•

New York, New York, USA

Full-time

Description & Requirements Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sour
Posted 41 days ago | Updated moments ago

Senior Software Engineer - Compliance

Bloomberg

•

New York, New York, USA

Full-time

Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sources (e.g. MS Teams, Slack, Z
Posted 43 days ago | Updated 5 days ago

Senior Full Stack Software Engineer - Compliance Applications

Bloomberg L.P.

•

New York, New York, USA

Full-time

Description & Requirements Our Team Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from var
Posted 60+ days ago | Updated moments ago

Sr. Cybersecurity Analyst, Compliance

Lucid Group, Inc.

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Newark, New Jersey, USA

Full-time

Leading the future in luxury electric and mobility At Lucid, we set out to introduce the most captivating, luxury electric vehicles that elevate the human experience and transcend the perceived limitations of space, performance, and intelligence. Vehicles that are intuitive, liberating, and designed for the future of mobility. We plan to lead in this new era of luxury electric by returning to the fundamentals of great design - where every decision we make is in service of the individual and en
Posted 60+ days ago | Updated moments ago

Senior Analyst, Cybersecurity Governance, Risk and Compliance - M

Next Step Systems

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New York, New York, USA

Full-time

Senior Analyst, Cybersecurity Governance, Risk and Compliance, New York, NY The Senior Analyst, Cybersecurity Governance, Risk and Compliance will administer the completion of compliance-related client requests to assess security policies and procedures. The Senior Analyst will respond to inquiries on the security controls policy, processes, and procedures implemented for managed systems and applications, as well as support Third Party Risk Management (TPRM) and Governance and Risk functions in
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Posted 60+ days ago | Updated 13 hours ago

Compliance Specialist

BCforward

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Summit, New Jersey, USA

Contract

Compliance Specialist BCforward is currently seeking a highly motivated Compliance Specialist in Summit, NJ Job Title: Compliance Specialist Duration:12 months(possibility of extension for right candidate depending on performance) Work Schedule: Need to be flexible to come onsite min 50% as required by manager Location: Summit, NJ Pay Range: $55- $58/ Hr. on W2 Purpose and Scope of the Position The Compliance Specialist, Equipment Commissioning & Qualification, supports the successful operati
Posted 23 days ago | Updated 5 hours ago

Compliance Specialist

BCforward

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New Brunswick, New Jersey, USA

Contract

Compliance Specialist BCforward is currently seeking a highly motivated Compliance Specialist in New Brunswick, NJ Job Title: Compliance Specialist Duration: 6+ Months Location: New Brunswick, NJ Work Schedule: Mon-Fri(normal business hours) Pay Range: $55- $58/Hr. on W2 Role Overview: This role is a key position within the CSO organization to ensure day-to-day compliance with GxP documentation and training. The candidate will work with multiple departments across Product Development to effec
Posted 23 days ago | Updated 5 hours ago

Microsoft 365 Security & Compliance Specialist- Remote

Siri Infosolutions Inc

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US

Contract

Job Title: Microsoft 365 Security & Compliance Specialist Job Location: Enon OH- Remote Contract Role PROJECT DESCRIPTION/JOB SUMMARY We are seeking a Microsoft 365 Security & Compliance Specialist to implement a robust data protection strategy across Microsoft Teams, SharePoint Online, OneDrive, and the broader M365 ecosystem. This role will focus on Data Loss Prevention (DLP), information governance (Data Labels, Data Retention Policies) and ensuring secure collaboration both internally a
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Posted 21 days ago | Updated 5 hours ago

CPA/Tax/Compliance Expert - Part Time Job - Remote Position

Activesoft, Inc.

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Remote

Contract

CPA/Tax/Compliance Expert Remote Position Part Time Position (20 hours per week) We re looking for a qualified CPA to support our clients with our tax filing and compliance needs. If you re experienced in managing cross-border operations and navigating multi-state tax environments, we d love to hear from you! The ideal candidate should have expertise in: Preparing and filing annual reports and handling tax and compliance across multiple U.S. statesSupporting operations across U.S. LLC and India
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Posted 1 day ago | Updated 12 hours ago

Program Manager, Platform Security and Compliance

Zachary Piper Solutions, LLC

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Remote

Full-time

Piper Companies is in search of a Program Manager to join our top customer's team in the global Technology Infrastructure space. This critical role involves developing and orchestrating a security-as-code, defense-oriented architecture for the organization and their clients. Responsibilities for the Program Manager, Cybersecurity: Manage the lifecycle of existing and future security and compliance projects.Develop and implement detailed plans across multiple ongoing projects.Coordinate cross-fu
Posted 8 days ago | Updated 10 hours ago

Audit and Compliance Security Analyst - Remote

VIVA USA INC

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Remote

Contract

Title: Audit and Compliance Security Analyst - Remote Mandatory skills: standard security concepts, standard security practices, standard security procedures, customer service, IT audit, security, compliance requirements, internal control systems, security features governing, IT application, LAN s, physical IT operations, application controls, IT security controls, audit objectives, audit tasks, audit procedures, audit guide, security audit, IT security strategic, security solutions, shared inf
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Posted 6 days ago