compliance Jobs in New York

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Regulatory Compliance Officer

Pyramid Consulting, Inc.

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New York, New York, USA

Contract

Immediate need for a talented Regulatory Compliance Officer. This is a 06+months contract opportunity with long-term potential and is located in New York, NY (Onsite). Please review the job description below and contact me ASAP if you are interested. Job ID: 25-71805 Pay Range: $55 - $60/hour. Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location). Key Responsibilities: The Bank Regulatory Com
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Posted 1 day ago

Benefits Compliance Director (Retirement Funds)

Yoh - A Day & Zimmerman Company

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New York, New York, USA

Full-time

Title: Benefits Compliance Director Location: NYC Schedule: Hybrid 2 days onsite Must have experience with Retirement Plans or Pension Plans, along with strong communication skills. Individual contributor reporting to the CLO. Summary: The Director of Compliance oversees and manages the Fund s compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and polic
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Posted 7 days ago | Updated 1 hour ago

Compliance Specialist

Cynet Systems

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Ridgefield, New Jersey, USA

Contract

Job Description: Pay Range: $30.71hr - $35.71hr Responsibilities: Non-Conformance Report Management: Investigate both significant and non-significant NCRs for production and EM events. Analyze data and Identify the root causes to ensure a thorough investigation and identification of underlying issues. Write and maintain comprehensive NCR reports, including all necessary details such as cause, impact, and actions taken. Corrective and Preventative Actions: Work closely with cross-functional te
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Posted 1 hour ago

Bank Regulatory Compliance Officer

Software Guidance & Assistance

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New York, New York, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Bank Regulatory Compliance Officer for a CONTRACT assignment with one of our premier Financial Services clients in New York, NY. Responsibilities: The Bank Regulatory Compliance Officer ( "Compliance Officer") will provide advisory and monitoring support to assigned business areas in implementing Compliance policies and procedures regarding State and Federal banking regulations. The Compliance Officer will provide advice and su
Posted 1 day ago | Updated moments ago

Back End Engineer (Compliance)

Robert Half

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Remote or New York, New York, USA

Full-time

Description We are looking for a skilled Back End Engineer to join our team in New York, New York, on a Contract to permanent basis. In this role, you will design, develop, and maintain robust systems that facilitate financial exam reporting and integrate seamlessly with blockchain technology. This position offers the opportunity to work collaboratively across teams while ensuring compliance with regulatory standards and delivering scalable, innovative solutions. Responsibilities: Design and im
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Posted 5 days ago | Updated 11 hours ago

Sr. PMO / PM (Compliance focus)

DKMRBH Inc.

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New York, New York, USA

Contract

Contract W2 Responsibilities: Develop and maintain detailed project plans, tracking risks, issues, and dependencies. Prepare clear and concise progress/activity reports, customized to the audience. Perform quality checks on reports produced by other departments. Manage stakeholder communications across Markets, Compliance, Finance, and Technology teams. Proactively monitor project health and address issues promptly. Lead remediation-related engagements with product lines. Ensure consistent appli
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Posted 23 days ago

Conflicts Compliance Officer

Software Guidance & Assistance

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New York, New York, USA

Full-time

Software Guidance & Assistance, Inc., (SGA), is searching for a Conflicts Compliance Officer for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Boston, MA office. This is a direct-hire, full-time position client cannot sponsor now or in the future. Cannot work with additional layers of employment. A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the adm
Posted 8 days ago | Updated moments ago

VMO- Data Management & Risk Compliance Consultant

Genesis10

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New York, New York, USA

Full-time

Genesis10 is currently seeking a Data Management & Risk Compliance Consultant with our client in the financial Industry located in New York, NY. This is a 6+ month contract position. Responsibilities: Partner with business, technology, and data management leaders to execute data management deliverables Ensure compliance with enterprise data policies and procedures Support the identification, resolution, and remediation of data quality issues and defects Analyze operational risk data and processe
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Posted 8 days ago | Updated 2 hours ago

Privacy & Data Compliance Specialist - USDS

TikTok

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New York, New York, USA

Full-time

Location : New York Employment Type : Regular Job Code : A154588 Apply to this job Share this listing: Responsibilities Team Intro The USDS Privacy and Integrated Security team is responsible for overseeing and governing all activities of privacy impacts to TikTok USDS' operations. - We address complex and cutting-edge challenges, aiming to build the world's most trusted social media platform. - We partner with TikTok global legal, R&D, Privacy and Data Protection Office, and security org
Posted 12 days ago | Updated 2 hours ago

Registrations Compliance Officer

Software Guidance & Assistance

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Jersey City, New Jersey, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Registrations Compliance Officer for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ . Responsibilities : Provide advice/guidance on registrations/licensing requirements, processes and procedures Timely process Form U4, U5, 8R and 8T. Ensure that all new employees joining the firm in a position which requires securities/futures license(s) are adequately licensed or pass the approp
Posted 27 days ago | Updated moments ago

Compliance Independent Testing Examiner

Software Guidance & Assistance

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Jersey City, New Jersey, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Compliance Independent Testing Examiner for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ. Responsibilities: Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies. Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the dire
Posted 50 days ago | Updated moments ago

Senior Software Engineer - Compliance

Bloomberg L.P.

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New York, New York, USA

Full-time

Description & Requirements Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sour
Posted 60+ days ago | Updated 2 hours ago

Lead, Technology Compliance

Johnson & Johnson

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Remote or Raritan, New Jersey, USA

Full-time

At Johnson & Johnson, we believe health is everything. Our strength in healthcare innovation empowers us to build a world where complex diseases are prevented, treated, and cured, where treatments are smarter and less invasive, and solutions are personal. Through our expertise in Innovative Medicine and MedTech, we are uniquely positioned to innovate across the full spectrum of healthcare solutions today to deliver the breakthroughs of tomorrow, and profoundly impact health for humanity. Learn m
Posted 7 days ago | Updated 2 hours ago

Project Manager Security Compliance

ARK Solutions Inc

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Remote

Contract

Role: Project Manager Security Compliance Location: 100% Remote Duration: 12 month(s)+ Experience and Skills Required: As a member of Global Information Security Settlement Compliance Office (SCO), this person will assist in the development, implementation, and delivery of a robust US Information Security compliance program. They will be expected to plan, direct, and coordinate activities to ensure SCO objectives are accomplished within prescribed timeframe and in alignment with stakeholder expe
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Posted 8 days ago

Compliance Manager

DFND Security

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Remote

Contract

We are looking for a Compliance Manager for a position expected to be at least 6 months and could turn into a permanent role. The position is based on the east coast and expected to be all remote. No 3rd parties or sponsorship available. Some details are below. As Compliance Manager, you will lead key areas of regulatory and certification compliance for a growing, globally distributed company. You will coordinate external audits, manage client compliance requests, and support regulatory and cont
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Posted 2 days ago

Cloud Compliance Analyst/Specialist - 100% REMOTE

Smart Caliber Technology

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Remote

Contract, Third Party

Location: 100% REMOTE Duration: 12 Months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management of compliance requirements and evaluating how new technology transformations impact our compliance posture. Key responsibilities include: Compliance & Security Oversight: Ensure adherence to PCI, SOX, and SOC 2 Type II control frameworks. Work with stakeholders across the business to collect evidence
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Posted 4 hours ago

Microsoft 365 Security & Compliance Specialist- Remote

Siri Infosolutions Inc

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US

Contract

Job Title: Microsoft 365 Security & Compliance Specialist Job Location: Enon OH- Remote Contract Role PROJECT DESCRIPTION/JOB SUMMARY We are seeking a Microsoft 365 Security & Compliance Specialist to implement a robust data protection strategy across Microsoft Teams, SharePoint Online, OneDrive, and the broader M365 ecosystem. This role will focus on Data Loss Prevention (DLP), information governance (Data Labels, Data Retention Policies) and ensuring secure collaboration both internally a
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Posted 42 days ago | Updated moments ago

Sr. Cyber Security with Product Security Risk & Compliance Analyst

Vision Square

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Remote

Contract

Required Skills & Experience: We are seeking a Product Security Risk & Compliance Analyst Contractor to support the ongoing development of cybersecurity risk management capabilities within a leading engineering business unit.This role is ideal for an experienced professional with a strong background in cyber risk governance, product security, and secure software development lifecycles (S-SDLC) particularly in IoT and network-connected device environments.This individual will help drive the matur
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Posted 9 hours ago | Updated 8 hours ago

Compliance/Governance Analyst

Robert Half

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Remote or Los Angeles, California, USA

Full-time

Description We are looking for a meticulous and proactive Compliance/Governance Analyst to join our team in Los Angeles, California. In this role, you will play a key part in ensuring adherence to data governance frameworks and regulatory compliance standards. Your expertise in Microsoft Purview and PowerShell scripting will be critical in automating processes and maintaining a robust compliance posture. Responsibilities: Develop and enforce data governance policies using Microsoft Purview to m
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Posted 4 days ago | Updated 11 hours ago

Sr. Analyst - Cyber/IT Risk & Compliance

General Dynamics

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Remote

Full-time

Type of Requisition: Regular Clearance Level Must Currently Possess: None Clearance Level Must Be Able to Obtain: None Public Trust/Other Required: None Job Family: Information Security Job Qualifications: Skills: Information Technology (IT), Information Technology Auditing, NIST SP 800 Certifications: None Experience: 3 + years of related experience ship Required: No Job Description: Transform technology into opportunity as an Information Security Analyst Senior with GDIT. A career in e
Posted 2 hours ago