regulatory Jobs in New York, NY

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Regulatory Compliance Officer

Pyramid Consulting, Inc.

New York, New York, USA

Contract

Immediate need for a talented Regulatory Compliance Officer. This is a 06+months contract opportunity with long-term potential and is located in New York, NY (Onsite). Please review the job description below and contact me ASAP if you are interested. Job ID: 25-71805 Pay Range: $55 - $60/hour. Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location). Key Responsibilities: The Bank Regulatory Com

Bank Regulatory Compliance Officer

Software Guidance & Assistance

New York, New York, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Bank Regulatory Compliance Officer for a CONTRACT assignment with one of our premier Financial Services clients in New York, NY. Responsibilities: The Bank Regulatory Compliance Officer ( "Compliance Officer") will provide advisory and monitoring support to assigned business areas in implementing Compliance policies and procedures regarding State and Federal banking regulations. The Compliance Officer will provide advice and su

Sr. Engineer, Safety and Regulatory

Peloton

New York, New York, USA

Full-time

ABOUT THE ROLE The Sr. Program Manager - Product Safety/regulatory is a critical in the Product Safety Team within Peloton's Quality & Safety organization. Reporting to the Sr. Director, Technical Product Safety, this role will partner with cross-functional teams in executing Peloton's product safety policies. The right candidate for this role will have demonstrated experience in successfully driving planning, identifying gaps, proposing solutions,and executing improvements in a positive and co

Regulatory Reporting Business Analyst

Brains Workgroup, Inc.

New York, New York, USA

Full-time

Our client, a major bank in New York City, is looking for Regulatory Reporting Business Analyst (VP Level). Permanent position with competitive compensation package (base range is 150K - 180K), excellent benefits, and target bonus. Must be 2/3 days per week in New York City Office. Regulatory Reporting BAAbout the Team Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under the bank US operations, reporting to CFO. Summary Loo

Program Director of Regulatory Reporting

Alliance Sourcing Network

New York, New York, USA

Third Party, Contract

Onsite interview required in NYC The right candidate has experience leading large regulatory reporting projects in for banking organizations in the USA and has preferably led projects related to Client Regulatory Reports including but not limited to FR-Y 15 and FR 2052A. The candidate has also experience in managing large regulatory reporting remediation or implementation projects such as CCAR, FR2052A or deployment of new Regulatory Reporting solutions with a focus on data quality, controls an

IT Program Manager (Regulatory-driven Response, Execution and Reporting)

Software Guidance & Assistance

New York, New York, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is seeking an IT Program Manager / Delivery Manager (Regulatory-driven Response, Execution and Reporting) for a Contract assignment with one of our premier Financial Services clients in lower Manhattan, NYC. Hybrid - 2-3 days/week in the office required. The role will serve as a Delivery Manager, supporting IT remediation activities for the U.S. Technology Group related to regulatory finding(s). This person will serve as a Workstream Coordinator for t

Business Analyst (Credit Risk Regulatory)

Svastha Inoftech Inc.

New York, New York, USA

Contract

Title: Business Analyst (Credit Risk Regulatory) Location: NYC Duration: Long term Start Date: ASAP Need candidates only from Banking and Finance domain recent years. If candidate is not local that s fine but candidate should be ready to come for in person interview and take that confirmation on email and share with submission. Job Description: We are seeking a highly skilled and experienced IT Business Analyst to join our team. As a Senior IT Business Analyst, you will play a crucial role in bu

Senior Python Developer - Treasury and Regulatory Systems

Randstad Digital

Jersey City, New Jersey, USA

Contract

job summary: A Software Engineer will be part of a small team of technically strong individuals. The position demands a high degree of initiative, commitment and technical excellence.As part of an Agile team a Software Engineer performs design, coding, debugging, testing and troubleshooting throughout the application development process providing innovative and creative solutions in a collaborative manner under tight deadlines. location: Jersey City, New Jersey job type: Contract salary: $58.2

Technology Risk & Controls Lead- IT Risk / Information Security / Regulatory Change Management

JPMorgan Chase & Co.

Jersey City, New Jersey, USA

Full-time

Job Description Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Technology Risk & Controls Lead- IT Risk / Information Security / Regulatory Change Management in the Corporate Sector- Cybersecurity & Tech Controls, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will have the opportunity to lead a Legal & Regulatory Chang

FINRA Regulatory Registered Agent

MDMS Recruiting

New York, New York, USA

Contract

Our Direct client in NYC is seeking a Regulatory Registered Agent for a 6 month (possible extension) contract position. Experience in processing FINRA, NFA, SEC and SRO firm and agent regulatory registrations. Proficient in FINRA Gateway and NFA ORS systems. Strong office program knowledge, with special emphasis on Excel. Experience in a Bank, Broker Dealer or Futures Commission Merchant environment. Solid understanding of SRO rules for securities and futures licensing. Experience with Investmen

Director, Data Regulatory Advisory & Management Lead, C15

Citi

Remote or New York, New York, USA

Full-time

The Data Regulatory Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads messaging on Citi's Consent Order commitments, and progress against them, to regulators, senior management, and Board. This includes leadership on significant regulatory correspondence; Consent Order Quarterly Progress Reporting; agenda-setting and content development for data-related regulatory reporting and meetings (both routine and rapid response); cont

Operations Regulatory Reporting Officer

Brains Workgroup, Inc.

New York, New York, USA

Full-time

Our client, a major bank in New York City, is looking for Non-Financial Regulatory Reporting Officer. Permanent position with competitive compensation package (base is upt to 100K), excellent benefits, and target bonus. Must be 2/3 days per week in New York City Office. <>Operations Regulatory Reporting OfficerAbout the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution and submission of regulatory reports to the various regulator

Sr. Program Manager (Regulatory Remediation)

Perennial Resources International

Jersey City, New Jersey, USA

Full-time

Sr. Program Manager, Regulatory Remediation Full Time - NO 3RD PARTY RESUMES Jersey City, NJ Hybrid (3 days onsite) The Senior Program Manager, Regulatory Remediation is responsible for the development, tracking, reporting and final delivery of regulatory and other risk initiatives mandated by the enterprise teams or internal strategic initiatives to promote the sound risk profile for the Technology Infrastructure department. You will work closely with cyber security, application development an

Regulatory Reporting Officer (AVP)

Dexian DISYS

New York, New York, USA

Full-time

Summary The Operations Regulatory Reporting Officer position will play a key role in the development of this newly created team to ensure the bank meets its obligations to deliver timely, complete, and accurate regulatory reports. They will be responsible for executing and monitoring these reports on the appropriate cadence (e.g. daily, monthly, quarterly, etc). They will also proactively investigate and remediate any breaks or issues ahead of submission to ensure reporting integrity. They shou

Data Regulatory Execution Lead Analyst - VP - New York (Hybrid)

Citi

Remote or New York, New York, USA

Full-time

About the team: As part of the Risk Data Transformation team of the Enterprise Data Office, you will be part of a team responsible to: Establish, maintain, and communicate the Risk Data transformation strategyDrive the remediation and adoption of consistent data management standards and capabilities to support the Enterprise Risk Management Framework across the enterprise and relevant businesses / functions / regions. About the role: The Citi Data Governance Policy (CDGP) provides a framework

2025-BWSO-008-Engineering & Regulatory Review Bluebelt Intern

City of New York

Queens, New York, USA

Full-time

Company Description Job Description The NYC Department of Environmental Protection (DEP) enriches the environment and protects public health for all New Yorkers by providing 1.1 billion gallons of high quality drinking water, managing wastewater and stormwater, and reducing air, noise, and hazardous materials pollution. DEP is the largest combined municipal water and wastewater utility in the country, with nearly 6,000 employees. DEP's water supply system is comprised of 19 reservoirs and 3 co

2025-BWSO-007-Engineering & Regulatory Review Drilling Excavation Intern

City of New York

Queens, New York, USA

Full-time

Company Description Job Description The NYC Department of Environmental Protection (DEP) enriches the environment and protects public health for all New Yorkers by providing 1.1 billion gallons of high quality drinking water, managing wastewater and stormwater, and reducing air, noise, and hazardous materials pollution. DEP is the largest combined municipal water and wastewater utility in the country, with nearly 6,000 employees. DEP's water supply system is comprised of 19 reservoirs and 3 co

2025-BWSO-001-Engineering & Regulatory Plan Review Intern

City of New York

Queens, New York, USA

Full-time

Company Description Job Description The NYC Department of Environmental Protection (DEP) enriches the environment and protects public health for all New Yorkers by providing 1.1 billion gallons of high quality drinking water, managing wastewater and stormwater, and reducing air, noise, and hazardous materials pollution. DEP is the largest combined municipal water and wastewater utility in the country, with nearly 6,000 employees. DEP's water supply system is comprised of 19 reservoirs and 3 co

Title: Regulatory Reporting Technology Developer

VST Consulting, Inc

Greenwich, Connecticut, USA

Contract, Third Party

Title: Regulatory Reporting Technology Developer Overview: The position will focus on software and systems development of Hudson Bay Capital s regulatory reporting platforms which includes MIFID II, Form PF, Form ADV, 13F, CPO-PQR, and other financial regulatory reports. Regulatory reporting supports a very broad and complex product portfolio of equity, fixed income, credit, and derivative products spanning US, EMEA, and APAC regions. Hudson Bay is also embarking on a multi-year technology trans

Director, Global Regulatory Affairs (Business Integration Lead)

Johnson & Johnson

Remote or Raritan, New Jersey, USA

Full-time

At Johnson & Johnson, we believe health is everything. Our strength in healthcare innovation empowers us to build a world where complex diseases are prevented, treated, and cured, where treatments are smarter and less invasive, and solutions are personal. Through our expertise in Innovative Medicine and MedTech, we are uniquely positioned to innovate across the full spectrum of healthcare solutions today to deliver the breakthroughs of tomorrow, and profoundly impact health for humanity. Learn m