regulatory jobs in New York, NY

SEC Regulatory Reporting Speciality Jersey City, NJ onsite interview

Hybrid in Jersey City, New Jersey

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Today

Title: Jersey City, NJ Onsite Interview Core Skills: looking for someone that knows the SEC 15c3-1 and SEC 15c3-3 regulations. This role will be responsible for filing the SEC reports, preparing the reports, Looking for someone with broker dealer experience. 15c3-1 Net Capital Assist in the daily and monthly preparation, analysis, review.15c3-3 Customer and PAB protection formulas Assist in the compilation of Customer & PAB reserve computation. Present and communicate the results to Regulatory

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Contract

Depends on Experience

Regulatory Reporting Speciality

Hybrid in Jersey City, New Jersey

•

Today

Regulatory Reporting Specialist Location: Jersey City, NJ or New York, NY (hybrid) Full time Core Skills: looking for someone that knows the SEC 15c3-1 and SEC 15c3-3 regulations. This role will be responsible for filing the SEC reports, preparing the reports, Looking for someone with broker dealer experience. Responsibilities Prepare and file the monthly FOCUS report with various Regulators. Must be in a position to become a key contributor with the FOCUS Report preparation process from start t

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Full-time

$120,000 - $180,000

Regulatory ETL Developer

New York, New York

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Today

Leading Financial Services Firm in Manhattan, New York!Long term contract with competitive rate and opportunity for conversion! About Our Client A Wealth Management Firm known for its extensive range of financial products and services, including asset management, risk management, and advisory services. Job Description Design, develop, and maintain ETL pipelines and Tidal job scheduling, including setting up dependencies, FTP connections, and automating data transmission processes.Oversee Tid

Full-time

VP Regulatory Reporting

Jersey City, New Jersey

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20d ago

Immediate need for a talented VP Regulatory Reporting. This is a 10+months contract opportunity with long-term potential and is located in Jersey City, NJ (Onsite). Please review the job description below and contact me ASAP if you are interested. Job ID: 25-80075 Pay Range: $65 - $68/hour. Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location). Key Responsibilities: Preparation of various dail

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Contract

$65 - $68

Broker Dealer Regulatory Reporting Controller

Hybrid in Jersey City, New Jersey

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5d ago

NO SPONSORSHIPW-2 ONLYHYBRID - need to be local to Jersey City, NJ Our Direct Client is seeking a Broker Dealer Regulatory Reporting Controller in Jersey City, NJ (Hybrid) for an FTE role. Analytical skills in order to be able to give an independent and relevant opinion on the control framework or the correct application of regulations on broker dealer operations.Strong audit skills and good knowledge of SEC and Finra regulationsProduct knowledge in Broker Dealers derivatives, loans, funding ve

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Full-time

Depends on Experience

Data sourcing Analyst, basel & regulatory reports exp on our W2, No C2C, NYC

Hybrid in New York, New York

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Today

JD: 6+ years of experience in data sourcing, financial data analytics, or regulatory reporting. Prior experience in large banking or financial institutions preferred.Regulatory Reporting Expertise: Strong understanding of US regulatory reports including Basel, Y-9C, 2052a, Call Reports, etc and Hands-on experience supporting data sourcing for these reports by working with finance and reporting teams.Data Sourcing & Profiling: Proven experience identifying required data elements across enterprise

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Full-time

Depends on Experience

Senior Software Engineer - Enterprise Regulatory Reporting

New York, New York

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4d ago

Senior Software Engineer - Enterprise Regulatory Reporting Location New York Business Area Engineering and CTO Ref # 10045341 Description & Requirements The Enterprise Regulatory Reporting HUB (RHUB) provides a global cross jurisdictional transaction and trade regulatory reporting solution. We integrate with several Buyside and Sellside firms, venues, and other systems, both internal and external to Bloomberg. The system provides services like eligibility checks, data enrichment, data validation

Full-time

USD 160,000.00 - 240,000.00 per year

Senior Software Engineer - Enterprise Regulatory Reporting

New York, New York

•

Today

Description & Requirements The Enterprise Regulatory Reporting HUB (RHUB) provides a global cross jurisdictional transaction and trade regulatory reporting solution. We integrate with several Buyside and Sellside firms, venues, and other systems, both internal and external to Bloomberg. The system provides services like eligibility checks, data enrichment, data validation and reconciliation, maximizing data accuracy and correctness, ML based exception management and alerts driven by a real-time

Full-time

USD 160,000.00 - 240,000.00 per year

Operations & Regulatory IT Business Analyst (Calypso, Trace)

New York, New York

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11d ago

Job Description Position Summary Join our dynamic Global Markets & Risks IT team, where you'll play a pivotal role in driving innovation for post-trade and regulatory applications. We support crucial areas such as Equity Derivatives, Securities Lending, Global Macro (Rates, FX, Commodities), and Credit Front Office across various support functions. Our team thrives in an agile environment, engaging in all facets of application development-from user needs analysis to design, implementation, deliv

Full-time

USD 115,000.00 - 145,000.00 per year

Director, IT Regulatory Compliance

Hoboken, New Jersey

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11d ago

Job Summary Job Description We are looking for a seasoned Cyber Risk and Compliance professional to join our team to help the CUSO IT Risk Organization to support regulatory compliance assessments. This role will lead the regulatory compliance assessment function for the U.S. Intermediate Holding Company (IHC) and its Entities, including but not limited to, providing sound risk advisory and oversight to ensure consistent application of instructions across various entities. This role will collabo

Full-time

Sr. Director of Software Engineering - US Regulatory Reporting Technology

Jersey City, New Jersey

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Today

Job Description Your opportunity to make a real impact and shape the future of financial services is waiting for you. Let's push the boundaries of what's possible together. As a Senior Director of Software Engineering at JPMorgan Chase within the Corporate Sector, you lead multiple technical areas, manage the activities of multiple departments, and collaborate across technical domains. Your expertise is applied cross-functionally to drive the adoption and implementation of technical methods wi

Full-time

USD 232,750.00 - 325,000.00 per year

Regulatory CMS Senior Manager

Remote

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20d ago

C2C Role Please share Profiles at Hi, Urgent need, Job Title: Regulatory Studio CMS Senior Manager Work location: New Brunswick (preferred), Lawrenceville Monday thru Friday - Normal business hours, with some flexibility 50% onsite - Team is onsite Monday thru Thursday Top 3 to 5 skills/Must Haves: Small Molecule Drug development experience (2 to 3 years) Good communications skills (written/verbal) Experience with Veeva System PREREQUISITES BS/BA degree in Scientific Discipline (master's or hig

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Contract, Third Party

$50 - $60

Axiom Software Engineer- Regulatory Reporting (Remote)

Remote or Raleigh, West Virginia

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11d ago

Overview This is a remote role that may only be hired in the following locations: Charlotte, NC, Raleigh, NC, Phoenix, AZ We are seeking a highly experienced and technically proficient professional to lead the design and delivery of end-to-end solutions across the Axiom development lifecycle for Regulatory Reporting initiatives. The ideal candidate will have a strong background in the US-Regulatory reporting, deep expertise in Axiom Controller View and, and hands-on experience in data modeling a

Full-time

Axiom Software Engineer- Regulatory Reporting (Remote)

Remote or Arizona

•

Today

Full-time

depends on experience

Axiom Software Engineer- Regulatory Reporting (Remote)

Remote or Raleigh, North Carolina

•

Today

Full-time

depends on experience

AI Engineer- Multimodal Models & Regulatory Intelligence

Remote or Soperton, Georgia

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Today

Job Details We are seeking an accomplished Artificial Intelligence (AI) Engineer with expertise in multimodal model development, particularly as it relates to extracting insights from regulatory, legal, and financial datasets, including those from the SEC and global regulatory bodies. In this role, you'll design and deploy intelligent systems that combine natural language, structured financial data, and other modalities to power research, compliance, and investment decision-making within the We

Full-time

Senior Regulatory Affairs Licensing Engineer (remote eligible)

Remote

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Today

Job Description Summary The Regulatory Affairs Lead Licensing Engineer will lead the completion of various regulatory work scopes, including working with GEH / GNF Engineering on major projects for the existing fleet of nuclear reactors. Guided by professional practices and policies that are shaped by the role. The role has moderate autonomy, requiring high levels of operational judgment. Job Description Essential Responsibilities As a Senior Regulatory Affairs Licensing Engineer you will: Coo

Full-time

USD 111,000.00 - 162,000.00 per year

Aviation Technical and Regulatory Standards (ATRS) Aviation Navigation Data Engineer

Remote or Englewood, Colorado

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Today

Aviation Technical and Regulatory Standards (ATRS) Aviation Navigation Data Engineer Company: Jeppesen Sanderson Inc Jeppesen a Boeing company is Looking for an Experienced or Senior Aviation Technical and Regulatory Standards (ATRS) Aviation Navigation Data Engineer located in Englewood Co. Work with External and Internal Groups to establish industry and internal standards and requirements for the capture, use, and display of data in Jeppesen designated tools, products and services. Provide t

Full-time

USD 96,050.00 - 129,950.00 per year

Capital Planning & Stress Testing Analyst - Regulatory (QRM/Hyperion)

Remote

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4d ago

Sr. Capital Planning & Stress Testing Analyst (QRM/Hyperion) Required Location: Remote 100% or NYC Duration: 12+Months Interview Required: Video Senior Capital Planning & Stress Testing Analysts with perfect communication skills and Hyperion. The Senior Capital Planning & Stress Testing Analyst supports the organization s capital and stress testing program execution. This role exists to enhance the institution s ability to anticipate vulnerabilities, inform strategic decisions, and meet regulat

Easy Apply

Contract

$50 - $55

Engineer Regulatory Compliance-IPD

Remote

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Today

About Us We are a global climate technologies company engineered for sustainability. We create sustainable and efficient residential, commercial and industrial spaces through HVACR technologies. We protect temperature-sensitive goods throughout the cold chain. And we bring comfort to people globally. Best-in-class engineering, design and manufacturing combined with category-leading brands in compression, controls, software and monitoring solutions result in next-generation climate technology th

Full-time

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regulatory jobs in New York, NY, USA