Hybrid in Jersey City, New Jersey
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Regulatory Reporting Specialist Location: Jersey City, NJ or New York, NY (hybrid) Full time Core Skills: looking for someone that knows the SEC 15c3-1 and SEC 15c3-3 regulations. This role will be responsible for filing the SEC reports, preparing the reports, Looking for someone with broker dealer experience. Responsibilities Prepare and file the monthly FOCUS report with various Regulators. Must be in a position to become a key contributor with the FOCUS Report preparation process from start t
Easy Apply
Full-time
$120,000 - $180,000