compliance Jobs in new york

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Client IT Compliance Consultant

Perennial Resources International

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New York, New York, USA

Contract

NO H1S OR 3RD PARTIES. THIS ROLE IS BASED IN NEW YORK CITY. ROLE DESCRIPTION The Senior Client Compliance Consultant plays a vital role in managing all client-facing compliance activities for the firm. This includes organizing due diligence responses, tracking compliance timelines, preparing policy documentation, and communicating key regulatory developments. The successful candidate will possess strong writing and presentation skills, an understanding of security and regulatory frameworks, and
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Posted 6 days ago | Updated 11 hours ago

Compliance Officer II - Compliance Testing

Fifth Third Bank

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New York, New York, USA

Full-time

Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Responsible for leading reviews in the compliance testing program to ensure full compliance with state and federal laws, rules, and regulations. Provide reporting and actively engage senior LOB leadership to communicate the results of testing and any instances of non-compliance along with guidance toward correct
Posted 1 day ago

Legal and Compliance Department-Data Analytics AVP

Bank of China Limited, New York Branch

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New York, New York, USA

Full-time

Introduction Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview The incumbent supports team with data a
Posted 3 days ago

Ethics and Privacy Compliance Analyst

Flagstar Bank

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New York, New York, USA

Full-time

Position Title Ethics and Privacy Compliance Analyst Location New York, NY 10018 Job Summary Pay Range 55-89K Job Responsibilities: JOB SUMMARY The Ethics and Privacy Compliance analyst role combines Ethics and Privacy Compliance responsibilities. It will provide support in managing the organization's Ethics Program and the Privacy Office. The analyst will assist the Ethics Program Manager and the Privacy Officer in the day-to-day operations of the Bank's compliance to policies & standards, risk
Posted 3 days ago

Securities Compliance Business Analyst

Software Guidance & Assistance

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New York, New York, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Securities Compliance Business Analyst for a contract assignment with one of our premier financial services clients in New York, NY. Responsibilities : Focuses on supporting the operations, compliance, and governance of client's proprietary trading system. A few key responsibilities include producing and reconciling performance metrics; protecting confidential trading information and supporting the Supervisors with Subscriber an
Posted 5 days ago | Updated 20 hours ago

Security Compliance Manager

DTCC

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Jersey City, New Jersey, USA

Full-time

Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world
Posted 19 hours ago | Updated 7 hours ago

Senior Software Engineer, Compliance Tooling Engineering

Block Inc

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Remote or New York, New York, USA

Full-time

Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams - People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more - provide support and guidance at the corporate level. They work across business groups and around the globe, spanning time zones and disciplines to develop inclusive People policies, forecast finances, give legal counsel, safeguard systems, nurture
Posted 7 days ago | Updated 10 hours ago

Director Technology Solutions - Compliance

TD Bank Group

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New York, New York, USA

Full-time

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Technology Solutions Pay Detail: $185,000 - $235,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. Th
Posted 2 days ago

Director, IT Regulatory Compliance

Royal Bank of Canada

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Hoboken, New Jersey, USA

Full-time

Job Summary Job Description We are looking for a seasoned Cyber Risk and Compliance professional to join our team to help the CUSO IT Risk Organization to support regulatory compliance assessments. This role will lead the regulatory compliance assessment function for the U.S. Intermediate Holding Company (IHC) and its Entities, including but not limited to, providing sound risk advisory and oversight to ensure consistent application of instructions across various entities. This role will collabo
Posted 3 days ago

Senior Compliance Officer - Surveillance, Data Quality

TD Bank Group

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New York, New York, USA

Full-time

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay
Posted 3 days ago

Lead, First Line Technology Governance, Risk, and Compliance Implementation

S&P Consultants

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New York, New York, USA

Full-time

About the Role: Grade Level (for internal use): 11 S&P Global Corporate Lead, First Line Technology GRC Implementation The Team: Digital Solutions (DS) is an enterprise-shared technology service enabling people, functions, and divisions. We drive S&P Global to Power the Markets of the Future by working as trusted partners delivering secure, scalable, resilient, and innovative services and solutions that enable seamless experiences for our people and customers. Responsibilities and Impact: Thi
Posted 18 days ago | Updated 10 hours ago

Senior Software Engineer - Compliance

Bloomberg L.P.

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New York, New York, USA

Full-time

Description & Requirements Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sour
Posted 23 days ago | Updated 10 hours ago

Senior Software Engineer - Compliance

Bloomberg

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New York, New York, USA

Full-time

Senior Software Engineer - Compliance Location New York Business Area Engineering and CTO Ref # 10044893 Description & Requirements Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, E
Posted 24 days ago | Updated 19 days ago

Hybrid: ETL Developer (Equity Compliance Regulations)

KE Staffing

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New York, New York, USA

Contract

Description: Will be working on a hybrid schedule in NYC (50% of the time; One week onsite and the other week remote) Seeking an experienced Developer to work on project requirements in Corporate IT. Challenging role that requires strong, proven experience in analysis, design, delivery, and production support and domains. This role provides solutions to business requirements for multiple complex projects in parallel to successfully suggest and deliver solutions for IT, specifically for Complia
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Posted 6 days ago | Updated 6 days ago

Lead Security Compliance Engineer

DTCC

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Jersey City, New Jersey, USA

Full-time

Are you ready to explore a world of possibilities? Join our DTCC family, and you'll grow your expertise and become the best version of you. As you embark on a new journey, you'll be supported and surrounded by other experts as you learn new skills, advance your career, and see the impact of your efforts every day. Pay and Benefits: Competitive compensation, including base pay and annual incentive Comprehensive health and life insurance and well-being benefits, based on location Retirement ben
Posted 26 days ago | Updated 7 hours ago

Conflicts Compliance Officer

Software Guidance & Assistance

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New York, New York, USA

Full-time

Software Guidance & Assistance, Inc., (SGA), is searching for a Conflicts Compliance Officer for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Boston, MA office. This is a direct-hire, full-time position client cannot sponsor now or in the future. Cannot work with additional layers of employment. A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the adm
Posted 49 days ago | Updated 8 hours ago

Director of Compliance Technology Modernization

Brains Workgroup, Inc.

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New York, New York, USA

Full-time

Our client, a major bank in New York City, is looking for Director of Compliance Technology Modernization. Permanent position with competitive compensation package (base range is 200-230K), excellent benefits, and target bonus. Must be 2 days per week in New York City Office. Director of Compliance Technology ModernizationJob Description: As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey redefining how compliance is architected, delivere
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Posted 55 days ago | Updated 18 hours ago

IAM Certifications and Compliance Engineer

Brains Workgroup, Inc.

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New York, New York, USA

Full-time

Our client, a major bank in New York City or Central NJ is looking for IAM Certifications and Compliance Engineer. This is hybrid commute, 2 days per week in NYC or Central NJ office.** Must be authorized to work for ANY employer in US - NO H1 Visa support for this role.Salary range 110-130K, plus around 25% bonus, plus great benefits package.Identity and Access Management , Certifications and Compliance Engineer Looking for skilled, Identity and Access Management (IAM) Certifications and Compl
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Posted 60+ days ago | Updated 18 hours ago

Privacy & Data Compliance Specialist - USDS

TikTok

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New York, New York, USA

Full-time

Location : New York Employment Type : Regular Job Code : A154588 Apply to this job Share this listing: Responsibilities Team Intro The USDS Privacy and Integrated Security team is responsible for overseeing and governing all activities of privacy impacts to TikTok USDS' operations. - We address complex and cutting-edge challenges, aiming to build the world's most trusted social media platform. - We partner with TikTok global legal, R&D, Privacy and Data Protection Office, and security org
Posted 60+ days ago | Updated 10 hours ago

Senior Director IT Quality Assurance & Compliance

Regeneron Pharmaceutical

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Remote or Sleepy Hollow, New York, USA

Full-time

As a Senior Director of IT, Quality Assurance and Compliance, you will lead a team of those managing 20 to 30 members The focus is to provide leadership, coaching, and technical support to the IT QA & Compliance Management Team. This role is an on-site position 4 days/week at our Sleepy Hollow, NY or Warren, NJ office. There will be occasional travel to other sites in the Rensselaer, NY area. If eligible, we can offer relocation benefits. We are unable to offer a fully remote option. A typical
Posted 52 days ago | Updated 10 hours ago